| Insider | Role | Shares | Value | Buys | Sells |
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| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
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| Insider | Role | Shares | Value | Buys | Sells |
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| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Director
2 companies
Sara Wardell-Smith is Director at CFND and has filed Form 4s across 2 companies. Sara Wardell-Smith's net worth is not public. Form 4 filings only show shares in the companies where this person is an insider; those holdings are worth an estimated $1.3M at current prices.
Historically, Sara Wardell-Smith's trades have earned a middling insider score of 50/100 across 3 rated trades. Over a 12-month horizon, 66.7% of those trades were profitable, with an average 12-month return of -0.3%.
The biggest single holding is AX (~$1.2M) as Director. Net of sales, the AX filings show accumulation of 8,000 shares.
Sara Wardell-Smith has 7 Form 4 filings on record from December 2023 to November 2025, across 2 companies: Director at Axos Financial (AX), 2023–2025; Director at C1 Fund (CFND), 2025.
The 10 reported transactions were 3 option or other derivative awards, 3 open-market purchases, 2 option exercises and 2 dispositions back to the company.
Counted by filing, the open-market trades come to 3 purchases worth about $743K and no sales.
The largest open-market purchase was 30,000 shares of CFND at an average $10.00 on August 8, 2025, about $300K. Twelve months later CFND was down 71%.