| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
CEO and Co-cio | CEO and CIO | CEO and President +1 more
1 company
David L Finkelstein is CEO and Co-cio at NLY. David L Finkelstein's net worth is not public. Form 4 filings only show shares in the companies where this person is an insider; those holdings are worth an estimated $13.3M at current prices.
Historically, David L Finkelstein's trades have earned a middling insider score of 51/100 across 12 rated trades. Over a 12-month horizon, 11.1% of those trades were profitable, with an average 12-month return of -6.5%.
Net of sales, the NLY filings show accumulation of 1,777 shares.
David L Finkelstein has 34 Form 4 filings on record from November 2016 to November 2026, all as CEO and Co-cio at Annaly Capital Management (NLY), 2016–2026.
The 49 reported transactions were 13 tax withholdings, 12 open-market sales, 10 stock awards and 8 option exercises, plus smaller numbers of other types.
Counted by filing, the open-market trades come to 5 purchases worth about $4.9M and 12 sales worth about $12.2M.
The largest open-market purchase was 100,000 shares of NLY at an average $12.49 on September 1, 2017, about $1.2M.
The largest open-market sale was 50,000 shares of NLY at an average $23.13 on February 18, 2026, about $1.2M.
All 12 sales since April 2023 were made under a Rule 10b5-1 trading plan, set up in advance.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Nov 2, 2026 | NLY Annaly Capital Management, Inc. | CEO and Co-cio | Sell10b5-1 | 48,223 | $18.43 | $888,749.89 | -6.2% | - | - | |
| Aug 3, 2026 | NLY Annaly Capital Management, Inc. | CEO and Co-cio | Sell10b5-1 | 50,000 | $22.89 | $1,144,500.00 | -6.2% | -18.9% | - | |
| Apr 27, 2026 | NLY Annaly Capital Management, Inc. | CEO and Co-cio | Sell10b5-1 | 50,000 | $22.88 | $1,144,000.00 | -6.0% | -1.2% | - | |
| Feb 18, 2026 | NLY Annaly Capital Management, Inc. | CEO and Co-cio | Sell10b5-1 | 50,000 | $23.13 | $1,156,500.00 | -6.8% | -7.5% | - | |
| Nov 3, 2025 | NLY Annaly Capital Management Inc | CEO and Co-cio | Sell10b5-1 | 50,000 | $21.16 | $1,058,000.00 | -6.6% | +5.8% | -13.3% | |
| Aug 4, 2025 | NLY Annaly Capital Management Inc | CEO and Co-cio | Sell10b5-1 | 50,000 | $20.79 | $1,039,500.00 | -6.3% | +1.9% | +8.8% | |
| May 5, 2025 | NLY Annaly Capital Management Inc | CEO and Co-cio | Sell10b5-1 | 50,000 | $19.27 | $963,500.00 | -6.2% | +8.6% | +16.2% | |
| Feb 10, 2025 | NLY Annaly Capital Management Inc | CEO and Co-cio | Sell10b5-1 | 50,000 | $20.60 | $1,030,000.00 | -6.9% | -5.8% | +9.4% | |
| Oct 28, 2024 | NLY Annaly Capital Management Inc | CEO and CIO | Sell10b5-1 | 50,000 | $19.25 | $962,500.00 | -8.2% | +3.4% | +9.8% | |
| Aug 16, 2024 | NLY Annaly Capital Management Inc | CEO and CIO | Sell10b5-1 | 50,000 | $20.05 | $1,002,500.00 | -7.5% | -2.6% | +3.6% |