| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Officer of Adviser | Officer of the Adviser
2 companies
Paul John Thompson last filed a Form 4 in October 2019, as Officer of Adviser at BGH. The filings on record cover 2 companies. Paul John Thompson's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
At the last filing, the largest reported position was 15,232 shares of BGH. The BGH filings lean toward selling, a net 923 shares.
Paul John Thompson has 4 Form 4 filings on record from June 2015 to October 2019, across 2 companies: Officer of Adviser at Barings Global Short Duration High Yield Fund (BGH), 2015–2019; Officer of the Adviser at Barings BDC (BBDC), 2018.
The 9 reported transactions were 6 open-market purchases and 3 open-market sales.
Counted by filing, the open-market trades come to 3 purchases worth about $194K and 1 sale worth about $80K.
The largest open-market purchase was 12,000 shares of BBDC at an average $10.20 on October 4, 2018, about $122K.
The only open-market sale was 4,673 shares of BGH at an average $17.12 on October 23, 2019, about $80K.
Shares as reported in the last Form 4 for each company; the most recent is from October 2019. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2019 | BGH Barings Global Short Duration High Yield Fund | Officer of Adviser | Sell | 4,673 | $17.12 | $79,984.79 | -23.5% | |
| Oct 4, 2018 | BBDC Barings Bdc, Inc. | Officer of the Adviser | Buy | 12,000 | $10.20 | $122,343.00 | New | |
| Oct 2, 2015 | BGH Barings Global Short Duration High Yield Fund | Officer of the Adviser | Buy | 1,250 | $17.17 | $21,460.00 | +12.5% | |
| Jun 19, 2015 | BGH Barings Global Short Duration High Yield Fund | Officer of the Adviser | Buy | 2,500 | $19.91 | $49,780.00 | +33.3% |