| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
10% Owner
3 companies
Ronin Capital, LLC last filed a Form 4 in June 2020, as 10% Owner at XNCR. The filings on record cover 3 companies.
At the last filing, the largest reported position was 5,012,430 shares of XNCR. The XNCR filings lean toward selling, a net 77,570 shares.
Ronin Capital, LLC has 22 Form 4 filings on record from January 2015 to June 2020, across 3 companies: 10% Owner at Aware (AWRE), 2015–2020; 10% Owner at Xencor (XNCR), 2020; 10% Owner at Top Ships (TOPS), 2016.
The 42 reported transactions were 14 open-market purchases, 13 open-market sales, 11 option exercises and 2 other transactions, plus smaller numbers of other types.
Counted by filing, the open-market trades come to 6 purchases worth about $3.9M and 4 sales worth about $3.2M.
The largest open-market purchase was 1,238,052 shares of AWRE at an average $2.90 on August 9, 2019, about $3.6M.
The largest open-market sale was 77,570 shares of XNCR at an average $29.32 on March 20, 2020, about $2.3M.
Shares as reported in the last Form 4 for each company; the most recent is from June 2020. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2020 | XNCR Xencor Inc | 10% Owner | Sell | 77,570 | $29.32 | $2,274,235.71 | -1.5% | |
| Mar 16, 2020 | AWRE Aware Inc /ma/ | 10% Owner | Buy | 44,186 | $2.61 | $115,238.64 | +1.0% | |
| Nov 18, 2019 | AWRE Aware Inc /ma/ | 10% Owner | Buy | 15,500 | $2.95 | $45,715.70 | +0.3% | |
| Nov 15, 2019 | AWRE Aware Inc /ma/ | 10% Owner | Buy | 6,625 | $2.89 | $19,149.73 | +0.1% | |
| Nov 11, 2019 | AWRE Aware Inc /ma/ | 10% Owner | Buy | 31,497 | $2.90 | $91,318.46 | +0.7% | |
| Nov 6, 2019 | AWRE Aware Inc /ma/ | 10% Owner | Buy | 2,000 | $2.81 | $5,625.92 | - | |
| Aug 9, 2019 | AWRE Aware Inc /ma/ | 10% Owner | Buy | 1,238,052 | $2.91 | $3,596,541.06 | +37.8% | |
| Aug 31, 2016 | TOPS Top Ships Inc. | 10% Owner | Sell | 35,900 | $3.89 | $139,509.50 | -32.3% | |
| Aug 26, 2016 | TOPS Top Ships Inc. | 10% Owner | Sell | 56,381 | $4.72 | $266,183.09 | -33.6% | |
| Aug 24, 2016 | TOPS Top Ships Inc. | 10% Owner | Sell | 138,366 | $3.52 | $486,786.07 | -71.0% |