| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
President and CEO | President | Former CEO and Board Chairman +1 more
2 companies
Steven Sugarman is President and CEO at PNBK, with reported holdings spanning 2 companies. Steven Sugarman's net worth is not public. Form 4 filings only show shares in the companies where this person is an insider; those holdings are worth an estimated $6.5M at current prices.
Steven Sugarman's largest disclosed position is in BANC as Former CEO and Board Chairman, worth about $4.0M. Net of sales, the BANC filings show accumulation of 42,338 shares.
Steven Sugarman has 19 Form 4 filings on record from March 2015 to October 2026, across 2 companies: President and CEO at Patriot National Bancorp (PNBK), 2025–2026; Former CEO and Board Chairman at Banc Of California (BANC), 2015–2017.
The 36 reported transactions were 12 open-market purchases, 7 tax withholdings, 6 option or other derivative awards and 5 option exercises, plus smaller numbers of other types.
Counted by filing, the open-market trades come to 4 purchases worth about $5.8M and no sales.
The largest open-market purchase was 7,019,978 shares of PNBK at an average $0.75 on March 20, 2025, about $5.3M. Twelve months later PNBK was up 34%.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | PNBK Patriot National Bancorp Inc | President | Buy | 7,019,978 | $0.75 | $5,264,983.50 | New | -9.4% | +34.0% | |
| Aug 17, 2016 | BANC Banc Of California, Inc. | CEO and Chairman of Board | Buy | 338 | $21.95 | $7,419.86 | +93.4% | - | - | |
| Aug 24, 2015 | BANC Banc Of California, Inc. | CEO and Chairman of Board | Buy | 35,000 | $12.18 | $426,400.00 | +85.9% | - | - | |
| Jun 17, 2015 | BANC Banc Of California, Inc. | CEO and Chairman of Board | Buy | 7,000 | $21.34 | $149,350.87 | -233.3% | - | - |