| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
10% Owner
2 companies
Esw Capital, LLC last filed a Form 4 in December 2018, as 10% Owner at FALC. The filings on record cover 2 companies.
At the last filing, the largest reported position was 128,613,493 shares of FALC. Net of sales, the FALC filings show accumulation of 1,382,884 shares.
Esw Capital, LLC has 59 Form 4 filings on record from January 2015 to December 2018, across 2 companies: 10% Owner at Falconstor Software (FALC), 2017–2018; 10% Owner at Upland Software (UPLD), 2015–2016.
The 121 reported transactions were 118 open-market purchases, 2 other transactions and 1 option exercise.
Counted by filing, the open-market trades come to 57 purchases worth about $15.1M and no sales.
The largest open-market purchase was 315,000 shares of UPLD at an average $8.00 on June 22, 2015, about $2.5M.
Shares as reported in the last Form 4 for each company; the most recent is from December 2018. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2017 | FALC Falconstor Software Inc | 10% Owner | Buy | 1,382,884 | $0.37 | $506,468.73 | +27.6% | |
| Nov 4, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 1,500 | $8.00 | $12,000.00 | - | |
| Aug 11, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 15,122 | $7.69 | $116,357.26 | +0.5% | |
| Jul 27, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 50,000 | $7.83 | $391,250.00 | +1.8% | |
| Jul 25, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 22,341 | $7.56 | $168,963.97 | +0.8% | |
| Jul 14, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 11,482 | $7.57 | $86,940.53 | +0.4% | |
| Jul 12, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 30,990 | $7.50 | $232,421.55 | +1.1% | |
| Jul 5, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 17,576 | $7.56 | $132,827.49 | +0.6% | |
| Jun 23, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 16,843 | $7.47 | $125,786.65 | +0.6% | |
| Jun 14, 2016 | UPLD Upland Software, Inc. | 10% Owner | Buy | 5,624 | $7.17 | $40,324.08 | +0.2% |