| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Formerchief Compliance Officer | Chief Compliance Officer
6 companies
Mark Mickey last filed a Form 4 in August 2025, as Chief Compliance Officer at CSQ. The filings on record cover 6 companies. Mark Mickey's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
Our model assigns Mark Mickey a middling insider score of 60/100, based on 8 past trades. Over a 12-month horizon, 62.5% of those trades were profitable, with an average 12-month return of -2.3%.
At the last filing, the largest reported position was 5,000 shares of CSQ. Net of sales, the CSQ filings show accumulation of 2,500 shares.
Mark Mickey has 13 Form 4 filings on record from January 2018 to August 2025, across 6 companies: Formerchief Compliance Officer at Calamos Convertible & High Income Fund (CHY), 2020–2025; Formerchief Compliance Officer at Calamos Convertible Opportunities & Income Fund (CHI), 2020–2025; Chief Compliance Officer at Calamos Long/Short Equity & Dynamic Income Trust (CPZ), 2024, and 3 more.
The 13 reported transactions were 7 open-market sales and 6 open-market purchases.
Counted by filing, the open-market trades come to 6 purchases worth about $90K and 7 sales worth about $99K.
The largest open-market purchase was 2,500 shares of CSQ at an average $12.08 on January 2, 2018, about $30K.
The largest open-market sale was 2,000 shares of CHY at an average $14.30 on December 18, 2020, about $29K.
None of the 5 sales since April 2023 was marked as made under a Rule 10b5-1 trading plan.
Shares as reported in the last Form 4 for each company; the most recent is from August 2025. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Aug 11, 2025 | CHY Calamos Convertible & High Income Fund | Formerchief Compliance Officer | Sell | 2,000 | $10.90 | $21,802.00 | -100% | +7.2% | +22.3% | |
| Aug 11, 2025 | CHI Calamos Convertible Opportunities & Income Fund | Formerchief Compliance Officer | Sell | 1,000 | $10.36 | $10,360.00 | -100% | +8.0% | +27.3% | |
| Feb 16, 2024 | CHI Calamos Convertible Opportunities & Income Fund | Chief Compliance Officer | Sell | 500 | $11.07 | $5,532.50 | -33.3% | +2.7% | +2.4% | |
| Feb 14, 2024 | CPZ Calamos Long/short Equity & Dynamic Income Trust | Chief Compliance Officer | Buy | 1,500 | $14.90 | $22,349.55 | New | +5.4% | +2.3% | |
| Feb 14, 2024 | CHY Calamos Convertible & High Income Fund | Chief Compliance Officer | Sell | 500 | $11.89 | $5,944.40 | -20.0% | -6.8% | -5.0% | |
| May 31, 2023 | CHY Calamos Convertible & High Income Fund | Chief Compliance Officer | Buy | 500 | $10.05 | $5,022.50 | +25.0% | +10.2% | +9.9% | |
| May 31, 2023 | CHI Calamos Convertible Opportunities & Income Fund | Chief Compliance Officer | Buy | 500 | $9.95 | $4,975.00 | +50.0% | +6.3% | +12.9% | |
| May 31, 2023 | CCD Calamos Dynamic Convertible & Income Fund | Chief Compliance Officer | Sell | 500 | $22.95 | $11,477.40 | -100% | -13.1% | -3.9% | |
| Dec 18, 2020 | CHI Calamos Convertible Opportunities & Income Fund | Chief Compliance Officer | Buy | 1,000 | $13.56 | $13,560.00 | New | - | - | |
| Dec 18, 2020 | CCD Calamos Dynamic Convertible & Income Fund | Chief Compliance Officer | Buy | 500 | $28.37 | $14,186.00 | New | - | - |