| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Director | Trustee
7 companies
Ann Torre Bates last filed a Form 4 in February 2025, as Director at ARCC. The filings on record cover 7 companies. Ann Torre Bates's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
Historically, Ann Torre Bates's trades have earned a middling insider score of 52/100 across 5 rated trades. Over a 12-month horizon, 60.0% of those trades were profitable, with an average 12-month return of +5.4%.
At the last filing, the largest reported position was 30,000 shares of ARCC. Net of sales, the ARCC filings show accumulation of 32,851 shares.
Ann Torre Bates has 30 Form 4 filings on record from February 2015 to February 2025, across 7 companies: Director at Ares Capital (ARCC), 2015–2025; Director at United Natural Foods (UNFI), 2015–2023; Director at Templeton Dragon Fund (TDF), 2018, and 4 more.
The 49 reported transactions were 17 open-market purchases, 11 open-market sales, 11 option exercises and 7 option or other derivative awards, plus smaller numbers of other types.
Counted by filing, the open-market trades come to 9 purchases worth about $917K and 6 sales worth about $3.7M.
The largest open-market purchase was 9,725 shares of ARCC at an average $17.61 on May 15, 2019, about $171K.
The largest open-market sale was 34,000 shares of UNFI at an average $48.59 on September 30, 2021, about $1.7M. Twelve months later UNFI was down 29%.
Shares as reported in the last Form 4 for each company; the most recent is from February 2025. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Feb 11, 2025 | ARCC Ares Capital Corp | Director | Buy | 6,000 | $22.75 | $136,500.00 | +25.0% | -4.9% | -12.3% | |
| Oct 11, 2023 | UNFI United Natural Foods Inc | Director | Sell | 16,061 | $14.94 | $239,951.34 | -100% | -0.5% | +29.8% | |
| Oct 13, 2021 | UNFI United Natural Foods Inc | Director | Sale+OE | 9,326 | $44.84 | $418,177.84 | -53.9% | +2.4% | -14.5% | |
| Oct 7, 2021 | UNFI United Natural Foods Inc | Director | Sell | 20,326 | $46.95 | $954,305.70 | -71.8% | -0.9% | -25.5% | |
| Sep 30, 2021 | UNFI United Natural Foods Inc | Director | Sell | 34,000 | $48.59 | $1,652,022.05 | -100% | +5.5% | -29.0% | |
| Mar 13, 2020 | UNFI United Natural Foods Inc | Director | Buy | 24,000 | $5.47 | $131,320.00 | -120.0% | - | - | |
| May 15, 2019 | ARCC Ares Capital Corp | Director | Buy | 9,725 | $17.61 | $171,257.25 | -563.8% | - | - | |
| Aug 29, 2018 | ARCC Ares Capital Corp | Director | Buy | 9,000 | $17.44 | $156,960.00 | +81.8% | - | - | |
| May 2, 2018 | TEI Templeton Emerging Markets Income Fund | Trustee | Buy | 4,425 | $11.33 | $50,114.45 | New | - | - | |
| May 2, 2018 | EMF Templeton Emerging Markets Fund | Trustee | Buy | 3,200 | $15.77 | $50,454.00 | New | - | - |