| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Affiliate of Investment Adv | Affiliate of Investment Adv. | 10% Owner
3 companies
Franklin Resources Inc last filed a Form 4 in January 2025, as 10% Owner at BATL. The filings on record cover 3 companies.
Historically, Franklin Resources Inc's trades have earned a middling insider score of 54/100 across 56 rated trades. Over a 12-month horizon, 35.7% of those trades were profitable, with an average 12-month return of -1.9%.
At the last filing, the largest reported position was 3,494,870 shares of SABA. Net of sales, the SABA filings show accumulation of 9,990,587 shares.
Franklin Resources Inc has 92 Form 4 filings on record from March 2017 to January 2025, across 3 companies: Affiliate of Investment Adv at ClearBridge Energy Midstream Opportunity Fund (EMO), 2024–2025; Affiliate of Investment Adv. at Saba Capital Income & Opportunities Fund II (SABA), 2022–2023; 10% Owner at Battalion Oil (BATL), 2017–2018.
The 222 reported transactions were 138 open-market sales, 80 open-market purchases, 2 tenders and 2 other transactions.
Counted by filing, the open-market trades come to 41 purchases worth about $44.7M and 50 sales worth about $138.7M.
The largest open-market purchase was 2,967,386 shares of SABA at an average $4.27 on October 5, 2022, about $12.7M.
The largest open-market sale was 1,650,000 shares of BATL at an average $6.24 on October 18, 2017, about $10.3M.
None of the 10 sales since April 2023 was marked as made under a Rule 10b5-1 trading plan.
Shares as reported in the last Form 4 for each company; the most recent is from January 2025. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|
| Jan 8, 2025 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 9,704 | $47.06 | $456,693.53 | -100% | |
| Jan 3, 2025 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 8,772 | $47.00 | $412,284.00 | -51.7% | |
| Dec 27, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 1,124 | $46.03 | $51,732.89 | -6.2% | |
| Dec 24, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 8,153 | $46.01 | $375,146.43 | -31.1% | |
| Dec 20, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 1,747 | $45.09 | $78,766.29 | -6.2% | |
| Dec 16, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 2,209 | $46.04 | $101,706.78 | -7.3% | |
| Dec 11, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 2,700 | $47.45 | $128,119.59 | -8.2% | |
| Dec 10, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 3,610 | $47.60 | $171,846.41 | -9.9% | |
| Oct 18, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 22,967 | $43.70 | $1,003,585.62 | -38.6% | |
| Oct 15, 2024 | EMO Clearbridge Energy Midstream Opportunity Fund Inc | Affiliate of Investment Adv | Sell | 14,033 | $43.69 | $613,036.95 | -19.1% |